Wiley Series 6 Exam Review 2013 + Test Bank: The Investment Company Products/Variable Contracts Limited Representative Examination

Wiley Series 6 Exam Review 2013 + Test Bank: The Investment Company Products/Variable Contracts Limited Representative Examination book cover

Wiley Series 6 Exam Review 2013 + Test Bank: The Investment Company Products/Variable Contracts Limited Representative Examination

Author(s): Inc. The Securities Institute of America (Author)

  • Publisher: Wiley
  • Publication Date: July 1, 2013
  • Edition: 1st
  • Language: English
  • Print length: 312 pages
  • ISBN-10: 1118671082
  • ISBN-13: 9781118671085

Book Description

The Investment Company Products/Variable Contracts Limited Representative exam, or the Series 6, qualifies an individual who will function as a principal for the solicitation, purchase, and/or sale of redeemable securities of companies registered pursuant to the Investment Company Act of 1940; securities of closed-end companies registered pursuant to the Investment Company Act of 1940 during the period of original distribution only; and variable contracts and insurance premium funding programs and other contracts issued by an insurance company. This qualification allows transactions on the following: Mutual funds (closed-end funds on the initial offering only); variable annuities; variable life insurance; unit investment trusts; municipal fund securities (e.g., 529 College Savings Plans, Local Government Investment Pools (LGIPs), Coverdell Education Savings Accounts). A Series 6 Registered Representative may conduct business in mutual funds and variable contracts. Each book is accompanied by an online test bank with 201 questions, organized by chapter. The questions included in the book have been included in this online test bank.

Topics Covered:

  • Securities Markets, Investment Securities and Economic Factors
  • Securities and Tax Regulation
  • Marketing, Prospecting and Sales Presentation
  • Evaluation of Customers
  • Product Information; Investment Company Securities and Variable Contracts
  • Opening and Servicing Customer Accounts


Test: 100 multiple-choice questions; Two hours and fifteen minutes to complete exam; Candidate must answer 70% of the questions correctly to pass.

There are no pre-requisites to take the Series 6 exam, but candidates must be sponsored by a FINRA member firm.

Editorial Reviews

From the Back Cover

The go-to guide to acing the Series 6 Exam!

Passing the Series 6 Exam qualifies an individual to function as an agent of a broker dealer and allows the limited representative to transact business in mutual funds (closed-end funds on the initial offering only), unit investment trusts, variable annuities, and variable life insurance products. In addition to passing the Series 6 Exam, an agent may be required to pass a state life insurance exam to transact business in variable contracts.

Created by the experts at The Securities Institute of America, Inc., Wiley Series 6 Exam Review 2013 arms you with what you need to score high on this tough 100-question test. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you’re prepared mentally and strategically to take the test, it provides:

  • Dozens of examples
  • 199 practice questions covering each subject area in the exam
  • Priceless test-taking tips and strategies
  • Helpful hints on how to study for the test, manage stress, and stay focused

Wiley Series 6 Exam Review 2013 is your ticket to passing this difficult test on the first try—with flying colors!

Visit www.wileysecuritieslicensing.com for more information.

The Securities Institute of America, Inc., helps thousands of securities and insurance professionals build successful careers in the financial services industry every year. Our securities training options include:

  • Onsite classes
  • Private tutoring
  • Classroom training
  • Interactive online video training classes
  • State-of-the-art exam preparation software
  • Printed textbooks
  • Real-time tracking and reporting for managers and training directors

As a result, you can choose a securities training solution that matches your skill level, learning style, and schedule. Regardless of the format you choose, you can be sure that our securities training courses are relevant, tested, and designed to help you succeed. It is the experience of our instructors and the quality of our materials that make our courses requested by name at some of the largest financial services firms in the world.

To contact The Securities Institute of America, visit us on the web at www.SecuritiesCE.com or call 877-218-1776.

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